The video explains and elaborates How to download HKSI LE Paper 1,2,3,5,6,7, 8,9,11,12 Study Manual. When I took it I used Kaplan’s online study guide. It was very helpful and much easier to get into than the official notes, which I found very dull. Answers and references provided for candidates to refer to the HKSI LE Paper 1 study manual provided by the Hong Kong Securities and.

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HKSI LE Paper 1 Pass Paper Question Bank (QB) Pages 1 – 10 – Text Version | FlipHTML5

View in Fullscreen Report. Manal passed the exam today! A Require the SFC to provide him with information on the principles, Chapter 2 practices and policy it is applying in order to meet its objectives and perform its functions.

Should you need to buy this product, please visit www. Password Forgot your password. Just took the exam and found it incredibly comfortable. The number of exchanges decreased II. Chapter 1 Section Which system or philosophy of regulations is adopted by the SFC to regulate securities and futures markets? Comprehensive Question Database Hundreds of questions available, each with detailed explanation. Create your own flipbook.

Provide an avenue for price discovery Chapter 1 IV. Chapter A C Regulations are focused on front-line operations of the markets. D The regulatory body has full discretion in determining all administrative matters. Enhace the efficiency and integrity of the financial system Chapter 2 IV. Answer A By ensuring that the regulations they apply are necessary for the proper supervision of the financial markets Hot in Hong Kong and maintains Hong Kong’s position as a leading financial centre.


Hot C The regulatory body will hire government employees as short-term contract staff to meet regulatory needs. C Maintain the stability of the Hong Kong Dollar. Answer A C Hear appeals against the decisions made by the SFC relating to the licensing or registration of intermediaries Hot 1 and certain other matters. D F ree-Based, meaning that the regulations are designed to provide the greatest freedom to investors investing Answer C Hot in Hong Kong.

Questions in this site are designed by finance professionals who have passed the exam. Employment opportunities for expatriates Section 1 IV. Meet demands for investment, capitalization and risk management.

Welcome to PassHKSI for Papers 1, 7, 8 & 9

Your web-based modules are very helpful. Topic B T he lowest risk areas of the markets are given more regulatory attention. Protect the interest of insurance policies holder II. Employment opportunities for professional locals stusy overseas III. Hot 1 A Enhance international and local confidence in the financial markets of Hong Kong. Topic B They aim to achieve this goal through financial regulations of an acceptable international standard. Our site works on Android tablets and iPads too! Thanks mainly to you guys.

Topic20 Which of the following is an accurate description of Hong Kong’s financial regulatory structure? Switching of investments between different areas such as Section 8 property papper foreign exchange.

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What a brilliant website you got. Don’t have time to study after work? Chapter 1 A Led by the Financial Secretary, the Financial Secretary has effective overall authority over the regulatory Section 16 bodies. Section D Regulations are focused on logistics operations of the markets.

Read the Text Version. Employment opportunities for locals Chapter 1 III.

Fund Managers Chapter 1 II. Just spend a few minutes a day in our site to improve your test score!

Did this and I passed the exam on the first try! Maintain currency stability Topic 1 III. Questions are classified and ranked by chapters for higher efficiency learning. Hot 1 B A risk-based philosophy- it is assumed that maximum disclosure is required to protect investors, but there is Topic 1 obligation on the part of the participants to take responsibility for using the full information hksk make their Chapter 11 own independent investment decisions. Disclosure Based Section manuaal IV.

QIDC Mr Chan provides a loan to his sister in law and charges interests that’s far lower than the benchmark lending Answer rate at banks. Still reading the first chapter uksi the study guide? We are here to help you. Borrower Section 1 III. Meet demands for employment Topic 1 III. I think I studied for less than a total of 20 hours!

You are my private tutor for the exam.

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